Archive for December, 2012

  • FINRA arbitration victory against Morgan Keegan in securities-fraud case

    Walker Friedman and Christian Tucker have obtained a seven-figure arbitration award on behalf of an investor in a Morgan Keegan bond fund that, although originally touted as a safe, conservative investment, contained undisclosed and toxic levels of mortgage-backed securities. A majority of a FINRA arbitration panel agreed that the investor, Lawrence Dale, was entitled to … (Read More)