Archive for February, 2014

  • Securities-fraud arbitration award confirmed following court challenge

    Today, the securities-fraud arbitration award in favor of FSC client Lawrence Dale was confirmed. As reported earlier, Walker Friedman and Christian Tucker won a seven-figure FINRA arbitration award against Morgan Keegan based on that investment firm’s fraud surrounding an allegedly safe bond fund that instead contained high-risk mortgage-backed securities. In early 2013, Morgan Keegan moved … (Read More)